Financial Services
Compliance and safety for banking, fintech, and payments.
Contributors
Overview
The Financial Services profile focuses on the specific needs of banking, fintech, and insurance sectors. It places a heavy emphasis on data confidentiality, non-defamation, and providing a rigorous audit trail for all AI decisions.
It includes specialized checks to prevent the model from making unauthorized financial commitments or giving unverified investment advice.
Included Guardrails
4 RulesPII Detection Guardrail
Detects and optionally redacts personally identifiable information in user input.
Confidentiality Guardrail
Ensures confidential or restricted data is not disclosed in outputs.
Defamation Guardrail
Detects and blocks defamatory claims about individuals or organizations.
Model Version Pin Guardrail
Prevents unintended model version changes.
Key Benefits
GLBA/SOX Ready
Logging and data handling controls aligned with financial regulations.
Financial Advice Guard
Prevents the model from providing specific investment recommendations.
Defamation Filter
Reduces risk of liability by filtering potentially defamatory statements about entities.
Wait, when should I use this?
Integration
profile: financial-services
policies:
investment_advice: block
competitor_mention: monitorFrequently Asked Questions
Does it support PCI-DSS?
The PII detector includes credit card number detection to help keep PCI data out of logs.